Sycamore Company Launches Cloud-Based Surveillance Technology Solution for Independent Broker-Dealers and RIAs
Sycamore has launched an advisor and trade surveillance solution to help broker-dealer and advisory firms mitigate the reputational, regulatory and operational risk of trading and commissions.
It’s Time for Broker-Dealers to Upgrade Their Surveillance Technology
Many broker-dealers continue to rely on old surveillance technology that makes it difficult to aggregate relevant data, configure alerts, and increase efficiency and accuracy. Is it time for an upgrade?