Gain helpful insights on industry trends and best practices
Chapter 3: Critical Differentiators to Look for in Next Generation Compliance Solutions
Obviously, not all new generation solutions offer the same breadth or sophistication of features. To deliver the full value for money that next generation technology
Chapter 2: What capabilities should you expect from a next generation compliance solution?
Since the advent of first generation of automated surveillance solutions, the foundational data architecture of enterprise wealth management organizations has evolved from a set of
Chapter I : What Business and Regulatory Trends Does A Next Generation Compliance Solution Need To Consider?
Game changing trends in both enterprise wealth management’s business model and regulatory regimen have been underway for the last few years. Legacy compliance solutions, both
Solving the Data Management Challenge
Three key data management challenges are threatening the ability for IBDs and wealth managers to grow, profit and retain the best reps. What are they, and what’s the solution?
Sycamore delivers all the data and functionality a retail or institutional advisor firm needs to recruit, manage and pay advisors, meet compliance and audit requirements, and keep advisors connected – all within the Salesforce ecosystem.