insights

Insights

Case Studies, News and Resources about the Sycamore Platform

Case Studies

Learn more about the positive impact our solutions have made on our clients’ businesses.

Northwest Investment Advisors - Sycamore Case Study

Newsroom

Sycamore Company Enhances Advisor Compensation Solution to Address Prevalent Back-Office Process and Data Challenges

The enhancements enable chief operating officers, compensation managers, and other executives to prevent common errors and manual effort through data,…

Sycamore Company Launches Cloud-Based Surveillance Technology Solution for Independent Broker-Dealers and RIAs

Sycamore has launched an advisor and trade surveillance solution to help broker-dealer and advisory firms mitigate the reputational, regulatory and…

Arcus Partners and Sycamore Company Help Meet FINRA Document Storage Requirements

Arcus Partners and Sycamore Company Help Broker-Dealers and RIAsMeet FINRA Document Storage Requirements While Creating Path to Smart Contracts •…

Resources

Assets to teach you more about the Sycamore Platform

Blog

Advisor Compensation: Why IBDs Still Struggle to Pay Reps Accurately and On Time

Advisor Compensation: Why IBDs Still Struggle to Pay Reps Accurately and On Time

Compensation management is still a big back-office pain point for independent broker-dealers (IBDs). What is the source of this pain,…
It’s Time for Broker-Dealers to Upgrade Their Surveillance Technology

It’s Time for Broker-Dealers to Upgrade Their Surveillance Technology

Many broker-dealers continue to rely on old surveillance technology that makes it difficult to aggregate relevant data, configure alerts, and…
Five Reasons Why Broker-Dealers and RIAs Must Tackle the Data Silo Challenge Now

Five Reasons Why Broker-Dealers and RIAs Must Tackle the Data Silo Challenge Now

Data silos continue to be an omnipresent challenge, resulting from years’ worth of broker-dealers, RIAs and other firms acquiring more…