Sycamore Company Introduces Ultra-Fast, Automated Data Aggregation Service for Broker-Dealers and RIA Firms
Sycamore Data Hub dramatically increases firms’ data quality, speed and control to feed multiple operations and advisor workflows Sycamore normalizes and delivers millions of records every morning to each of its IBD, wealth management, and advisory firm clients The service typically completes the entire process in minutes rather than hours Madison Avenue Securities has implemented […]
Solving the Data Management Challenge
Three key data management challenges are threatening the ability for IBDs and wealth managers to grow, profit and retain the best reps. What are they, and what’s the solution?
Sycamore Company’s New NIPR Integration Increases Data Accuracies and Efficiencies while Reducing Risk for Firms Managing Insurance Licenses and Registrations
Sycamore’s integration with the National Insurance Producer Registry (NIPR) provides faster and more transparent advisor license and carrier information The integration expands Sycamore’s Advisor Manager capabilities by streamlining back-office and compliance checks while adding alert capabilities Albany, NY-based Purshe Kaplan Sterling Investments (“PKS”) uses the NIPR integration to save time, reduce risk, and increase account […]
Advisor Compensation: Why IBDs Still Struggle to Pay Reps Accurately and On Time
Compensation management is still a big back-office pain point for independent broker-dealers (IBDs). What is the source of this pain, and what can be done about it?
Sycamore Company Enhances Advisor Compensation Solution to Address Prevalent Back-Office Process and Data Challenges
The enhancements enable chief operating officers, compensation managers, and other executives to prevent common errors and manual effort through data, analytics and automated steps that also improve connectivity with advisors and multiple operations workflows.
Sycamore Company Launches Cloud-Based Surveillance Technology Solution for Independent Broker-Dealers and RIAs
Sycamore has launched an advisor and trade surveillance solution to help broker-dealer and advisory firms mitigate the reputational, regulatory and operational risk of trading and commissions.
It’s Time for Broker-Dealers to Upgrade Their Surveillance Technology
Many broker-dealers continue to rely on old surveillance technology that makes it difficult to aggregate relevant data, configure alerts, and increase efficiency and accuracy. Is it time for an upgrade?