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Effortlessly Harness the Power of Your Data with Sycamore
Effortlessly Harness the Power of Your Data
Make Compliance, Supervision and Surveillance a Breeze with Sycamore
Make Compliance, Supervision and Surveillance a Breeze
Keep Your Advisors Connected, Delighted and Productive with Sycamore
Keep Your Advisors Connected, Delighted and Productive

Solving the Prevalent Operational Challenges
of Broker-Dealer and RIA Executives.

Data ownership, accessibility
and portability issues

Acquire and normalize the right data to meet your multiple compliance, operational and advisor requirements.

Cost and risk of SEC/FINRA compliance and exams/audits

Efficiently and accurately meet regulatory reporting requirements and respond quickly to audit or exam requests.

Stagnant profitability, business growth and ability to scale

Attract, retain and manage advisors while providing tools that help them produce and grow – no matter where they are.

Integrated Compliance, Advisor and Practice Management Solutions for Broker-Dealers and RIAs

Sycamore delivers all the data and functionality a retail or institutional advisory firm needs to recruit, manage and pay advisors, meet compliance and audit requirements, and keep advisors connected – all within the Salesforce ecosystem.

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Your Firm’s Hub of Efficiency.

We provide one native-Salesforce platform for managing all your firm’s primary business functions.

Your Firm’s Hub of Efficiency.

We provide one native-Salesforce platform for managing all your firm’s primary business functions.

“What Our Clients Say”

Casey Cotton, Madison Avenue Securities
"'Sycamore’s expertise in modernizing how firms manage advisor commissions and compliance – all within the Salesforce platform – is helping our growing financial advisor community increase efficiencies and adapt to business and industry changes, by digitally transforming their processes across paper-intensive front and back offices."
Casey Cotton
Chief Technology Officer
Madison Avenue Securities, LLC
Jeff Sams, Northland Securities
"Sycamore effectively supports our diverse business operations and handles our need to implement and manage highly complex commission schedules in one central location. It also provides the transparency our reps and managers require, which resulted in a $18,000 cost reduction in state registration fees."
Jeff Sams
Director, Head of Portfolio Services
Northland Securities, Inc
Marco Galvan, Prospera Financial Services
“We partnered with Sycamore Company to provide an overlay to Salesforce for financial services. They bring not only the technology, but the industry expertise as well. We knew this combination was the right direction to empower our entire firm to work smarter, be more efficient, and be future-proof and future-thinking.”
Marco Galvan
Manager of IT
Prospera Financial Services

“What Our Clients Say”

Casey Cotton, Madison Avenue Securities

"'Sycamore’s expertise in modernizing how firms manage advisor commissions and compliance – all within the Salesforce platform – is helping our growing financial advisor community increase efficiencies and adapt to business and industry changes, by digitally transforming their processes across paper-intensive front and back offices."

Casey Cotton

Chief Technology Officer

Madison Avenue Securities, LLC

Jeff Sams, Northland Securities

"Sycamore effectively supports our diverse business operations and handles our need to implement and manage highly complex commission schedules in one central location. It also provides the transparency our reps and managers require, which resulted in a $18,000 cost reduction in state registration fees."

Jeff Sams

Director, Head of Portfolio Services

Northland Securities, Inc

Marco Galvan, Prospera Financial Services

“We partnered with Sycamore Company to provide an overlay to Salesforce for financial services. They bring not only the technology, but the industry expertise as well. We knew this combination was the right direction to empower our entire firm to work smarter, be more efficient, and be future-proof and future-thinking.”

Marco Galvan

Manager of IT

Prospera Financial Services

Why Now Is the Right Time for Broker-Dealers to Upgrade Their

Surveillance Technology

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