The Sycamore Company: Driving Compliance, Advisor and Practice Management Efficiencies for Broker Dealers
The Sycamore Company has been established as a Salesforce OEM, ISV, and Consulting Partner for over 12 years. The company has been instrumental in solving the operational and compliance challenges of broker-dealer and RIA home offices out-of-the-box, providing simple and quick installation, configuration, and use.
Alternative Investment Exchange (AIX) Announces Technology Integration with The Sycamore Company
Alternative Investment Exchange (AIX), the platform making it easy to buy, own, and sell alternative investments, is integrating with The Sycamore Company (“Sycamore”) to put efficient alternative investing at advisors’ fingertips. Sycamore is a provider of cloud-based financial technology solutions that enable front to back-office broker-dealer and RIA operations. This partnership immediately provides wealth advisors using Sycamore with […]
Sycamore Company Introduces Ultra-Fast, Automated Data Aggregation Service for Broker-Dealers and RIA Firms
Sycamore Data Hub dramatically increases firms’ data quality, speed and control to feed multiple operations and advisor workflows Sycamore normalizes and delivers millions of records every morning to each of its IBD, wealth management, and advisory firm clients The service typically completes the entire process in minutes rather than hours Madison Avenue Securities has implemented […]
Sycamore Company’s New NIPR Integration Increases Data Accuracies and Efficiencies while Reducing Risk for Firms Managing Insurance Licenses and Registrations
Sycamore’s integration with the National Insurance Producer Registry (NIPR) provides faster and more transparent advisor license and carrier information The integration expands Sycamore’s Advisor Manager capabilities by streamlining back-office and compliance checks while adding alert capabilities Albany, NY-based Purshe Kaplan Sterling Investments (“PKS”) uses the NIPR integration to save time, reduce risk, and increase account […]
Sycamore Company Enhances Advisor Compensation Solution to Address Prevalent Back-Office Process and Data Challenges
The enhancements enable chief operating officers, compensation managers, and other executives to prevent common errors and manual effort through data, analytics and automated steps that also improve connectivity with advisors and multiple operations workflows.
Sycamore Company Launches Cloud-Based Surveillance Technology Solution for Independent Broker-Dealers and RIAs
Sycamore has launched an advisor and trade surveillance solution to help broker-dealer and advisory firms mitigate the reputational, regulatory and operational risk of trading and commissions.
Arcus Partners and Sycamore Company Help Meet FINRA Document Storage Requirements
Arcus Partners and Sycamore Company Help Broker-Dealers and RIAsMeet FINRA Document Storage Requirements While Creating Path to Smart Contracts • Sycamore and Arcus Partners’ Finity360 leverage the power of Salesforce and AWS to modernize firms’ back-office and document management processes• Finity360 integration with the Sycamore platform provides industry-compliant document storage, improved client experiences, and path […]
Quik! Integrates with Sycamore
Quik! Integrates with Sycamore Partnership Brings Quik! Forms Automation Solution to Sycamore Company’s Back-Office Software TORRANCE, Calif. (November 7, 2019) – Quik! today announced a partnership with Sycamore Company delivers access to Quik!’s automated forms solution right from the Sycamore ecosystem. The integration reduces the inefficiencies and errors of manual forms and increases productivity. Sycamore users […]
The Solution to Cost-Effective Compliance — No Matter What the DOL Decides
The Department of Labor (DOL) and the current administration are in a high stakes game of tug-of-war over the specifics of the fiduciary rule, leaving broker-dealers and RIAs in a prolonged state of limbo. The first phase of the rule went into effect June 9, 2017, but timing around when the second and final phase […]
Laser App Event Round-Up Part II: Why We Don’t Use Flip Phones Anymore
Last week, we recapped our client’s presentation at the 2017 Laser App Financial Services Conference, where Prospera Financial Services discussed the benefits of partnering with Sycamore Company. In this week’s blog, we recap our own experience where our Business Development Consultant, Mary Blackburn, had the opportunity to more fully explain the benefits of Sycamore’s platform. […]