Manage and Supervise Advisors,
New Business, and More
With Sycamore, you can manage your agents, advisors and their support staff from the prospective advisor stage all the way through to onboarding, supervision, surveillance and analysis. Advisors can login to our portal to add or update state licenses and registrations, insurance licenses and carrier appointments, and recurring fees, as well as track their continuing education along with initial, annual and ongoing questionnaires and attestations. All home office requests are available out of the box and configurable.
Sycamore also allows you to manage client relationships from the moment they become a prospect through client meetings, related tasks, activities and events, and onboarded with new account forms or client agreements, transactions, processing fees and commissions. From there, Sycamore manages the life of the client relationship from tracking appointments and delivery of Form CRS, to 17a3 Notices and 36 Month Letters as well as suitability documentation during transaction reviews to comply with Reg BI. All compliance approvals are available out of the box and configurable.
