Christie Curreri
November 30, 2021
At Sycamore Company, we believe our service offering extends beyond the tangible operational support we provide to clients. Delivering resources, insights and educational materials that inform your work, elevate your experience working with us and expand your knowledge of the financial services industry and its best practices – this is central to what partnership means to us. We invite you to explore our curated libraries by accessing the links below.
Three key data management challenges are threatening the ability for IBDs and wealth managers to grow, profit and retain the best reps. What are they, and what’s the solution?
Compensation management is still a big back-office pain point for independent broker-dealers (IBDs). What is the source of this pain, and what can be done about it?
The enhancements enable chief operating officers, compensation managers, and other executives to prevent common errors and manual effort through data, analytics and automated steps that also improve connectivity with advisors and multiple operations workflows.
Sycamore has launched an advisor and trade surveillance solution to help broker-dealer and advisory firms mitigate the reputational, regulatory and operational risk of trading and commissions.
Many broker-dealers continue to rely on old surveillance technology that makes it difficult to aggregate relevant data, configure alerts, and increase efficiency and accuracy. Is it time for an upgrade?
