supervision-surveillance-capabilities – Sycamore Company

What We Do

What We Do

Sycamore solves the operational and compliance challenges of broker-dealer and RIA home offices out of the box.

Your Goals

Harness the Power of Your Data

Build & Maintain an Effective Compliance Program

Keep Your Advisors Connected, Happy & Productive

Our Solutions

Advisor Management

Client Management

Compensation Management

Compliance Management

Data Management

Tableau CRM
formerly Einstein

Supervision

Surveillance

Salesforce.com Consulting
Who We Are

Team

Experts in Financial Services, Salesforce, Data and Customization

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Leverage the Power of Our Value-Added Partners

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Experienced Pros at Your Service
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Top Broker-Dealer Supervision and Surveillance Capabilities

Today’s broker-dealers demand normalized data and improved workflows to efficiently and accurately manage surveillance, supervision and compliance processes. Here are five crucial capabilities at the top of their priority lists.

Learn more

Get the Full Story: Download our eBook,

Why Now Is the Time for Broker-Dealers to Upgrade Their Surveillance Technology