Advisor Management

Keep Your Advisors Connected, Delighted and Productive

Recruit, Onboard and Manage the Best Advisors

Effectively recruit and onboard advisors with our comprehensive set of capabilities including:

Recruiting
Licensing
Onboarding
Rep/Branch oversight
Document tracking
Insurance licenses and appointments
Secure online advisor communication
Advisor reporting and dashboards

We integrate with FINRA CRD, allowing you to check for securities, licenses and registrations as well as track data and submit requests.

Meet Compliance Requirements While Keeping Advisors Happy

Hiring the best advisors
is only half the battle of
growing the business.
To help you keep advisors
efficient and satisfied,
we provide automated tools
that drive data transparency
and paperless office environments, including:

Real-time views of commission details
Status of compliance submissions
Customer relationship management
Online and remote new account opening
Integrated marketing automation
New account opening
Outside business activity tracking
Personal investment transactions
Advertising, letterhead and business card approvals
Add/Remove state registrations
Quarterly and annual questionnaires
Advisor attestations
Private security transactions
Gift and gratuity tracking
And many other compliance, supervision and surveillance capabilities…

What We Do

Sycamore solves the operational and compliance challenges of broker-dealer and RIA home offices out of the box.

Your Goals

Harness the Power of Your Data

Build & Maintain an Effective Compliance Program

Keep Your Advisors Connected, Happy & Productive

Our Solutions

Advisor Management

Client Management

Compensation Management

Compliance Management

Data Management

Tableau CRM
formerly Einstein

Supervision

Surveillance

Salesforce.com Consulting

Team

Experts in Financial Services, Salesforce, Data and Customization

Partners

Leverage the Power of Our Value-Added Partners

Support

Experienced Pros at Your Service

Case Studies

Learn more about the positive impact our solutions have made on our clients’ businesses.

News Room

Learn about our latest updates, partners, and event coverage.

Resources

View videos and download other content to expand your knowledge and Sycamore experience.

Blog

Gain helpful insights on industry trends and best practices

Advisor Management

Recruit, Onboard and Manage the Best Advisors

Effectively recruit and onboard advisors with our comprehensive set of capabilities including:

We integrate with FINRA CRD, allowing you to check for securities, licenses and registrations as well as track data and submit requests.

Meet Compliance Requirements While Keeping Advisors Happy

Hiring the best advisors
is only half the battle of
growing the business.
To help you keep advisors
efficient and satisfied,
we provide automated tools
that drive data transparency
and paperless office environments, including:

I’m looking to...

I Want to Explore...

Contact Us

Follow Us

Sycamore solves the operational and compliance challenges of broker-dealer and RIA home offices out of the box.

Your Goals

Experts in Financial Services, Salesforce, Data and Customization

Leverage the Power of Our Value-Added Partners

Experienced Pros at Your Service

Learn more about the positive impact our solutions have made on our clients’ businesses.

Learn about our latest updates, partners, and event coverage.

View videos and download other content to expand your knowledge and Sycamore experience.

Gain helpful insights on industry trends and best practices

Advisor Management

Recruit, Onboard and Manage the Best Advisors

Effectively recruit and onboard advisors with our comprehensive set of capabilities including:

We integrate with FINRA CRD, allowing you to check for securities, licenses and registrations as well as track data and submit requests.

Meet Compliance Requirements While Keeping Advisors Happy

Hiring the best advisors is only half the battle of growing the business. To help you keep advisors efficient and satisfied, we provide automated toolsthat drive data transparencyand paperless office environments, including:

I’m looking to...

I Want to Explore...

Follow Us

Hiring the best advisors
is only half the battle of
growing the business.
To help you keep advisors
efficient and satisfied,
we provide automated tools
that drive data transparency
and paperless office environments, including: