Let us automate your compliance functionalities, saving you time, increasing efficiency and documentation.



Sycamore Client Meeting

  • Complete tracking of all Client Interactions
  • Auto Generate custom appointment agendas
  • Workflow to identify past due appointments
  • Automated sharing rules make team collaboration a snap
  • Custom workflows can be easily added by end user
  • Coming Soon – integration with leading planning apps
Document Management

  • Attach and track multiple documents to a client record by category with Sycamore Books & Records Docs
  • Make full library of Disclosures and other client documents available to your
    advisors using Salesforce Libraries
  • Automated process to identify clients without BICE
  • LaserApp & Docupace Integration
  • Seamless integration with 3rd party apps like NetDocs, Box, Dropbox
Client Snapshot

  • Integrate with top data aggregators including Albridge, Black Diamond, Envestnet
    and Orion
  • Direct data feeds from top clearing firms, DST, DAZL, DTCC, TD Ameritrade and
  • Easily query and filter on all household and client meetings, activities and events using with our Activity History
  • Give your clients a login with Secure access to holdings & other sensitive information that make it easy to communicate and collaborate.
DOL Dashboard

  • ERISA accounts
  • Client Activity (including Clients without Activity)
  • Client Meeting Analysis
  • Past Due Client Meetings
  • Lost Clients
  • And many, many more … Plus user has ability to customize dashboard to their
    own needs.
Salesforce Shield

  • Event Monitoring give Unprecedented visibility into Salesforce. Management can easily see what data Advisors areaccessing, from what IP address, and what actions are being taken in regards to that data. Theycan also track when someone prints a page or list view, edits a record or creates one, changes ownership, refreshes a list, or even when account data is exported.
  • Field Audit Trail provides full audit trail of data for up to 60 fields per object for 10 years. Users can see the state and value of their data on any date, at any time. And Field Audit Trail is built on a big data back end enabling massive scalability, letting users access audit data in just under two minutes.
  • Platform Encryption allows user to encrypt sensitive data at rest while maintaining important application functionality.


Click below to see our D.O.L. Updates in action.

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