Drive Greater Efficiency
Across Remote Workforces and Multiple Workflows
With the right data, your firm can more easily meet multiple compliance,
compensation and advisor management requirements.
Supports data feeds from leading aggregators, major clearing firms, custodians, insurance carriers, and FINRA
Uses Einstein Analytics to explore enterprise data for trading compliance
Integrates with other enterprise systems via the Salesforce API
With Sycamore’s data aggregation capabilities
Financial advisors
can see their clients aggregated holdings
Compliance officers
can easily check on advisor licensing, trade blotter exceptions and client suitability
Commission teams
can import compensation data
Senior management
gains visibility into their entire organization
Here is just a sampling of our current data integrations:
