Chapter 3: Critical Differentiators to Look for in Next Generation Compliance Solutions

Obviously, not all new generation solutions offer the same breadth or sophistication of features. To deliver the full value for money that next generation technology can provide, look for a number of specific attributes that clearly differentiate the superior solutions. A more holistic approach. The most advanced next generation systems have created seamless solutions that […]

Chapter 2: What capabilities should you expect from a next generation compliance solution?

Since the advent of first generation of automated surveillance solutions, the foundational data architecture of enterprise wealth management organizations has evolved from a set of rigidly siloed isolated activities to shared data capabilities utilizing tools like data hubs and deep integrations. The first generation of surveillance solutions essentially ran in parallel to other functional systems […]

Solving the Data Management Challenge

Solving the Data Management Challenge | Blog | Sycamore Company

Three key data management challenges are threatening the ability for IBDs and wealth managers to grow, profit and retain the best reps. What are they, and what’s the solution?

Five Reasons Why Broker-Dealers and RIAs Must Tackle the Data Silo Challenge Now

Data silos continue to be an omnipresent challenge, resulting from years’ worth of broker-dealers, RIAs and other firms acquiring more department-focused software to run their operations. The more software used by different teams throughout the firm, the more disparate data emerged, making it difficult to find, aggregate and access the right, normalized data when and […]