The Sycamore Company: Driving Compliance, Advisor and Practice Management Efficiencies for Broker Dealers
The Sycamore Company has been established as a Salesforce OEM, ISV, and Consulting Partner for over 12 years. The company has been instrumental in solving the operational and compliance challenges of broker-dealer and RIA home offices out-of-the-box, providing simple and quick installation, configuration, and use.
Alternative Investment Exchange (AIX) Announces Technology Integration with The Sycamore Company
Alternative Investment Exchange (AIX), the platform making it easy to buy, own, and sell alternative investments, is integrating with The Sycamore Company (“Sycamore”) to put efficient alternative investing at advisors’ fingertips. Sycamore is a provider of cloud-based financial technology solutions that enable front to back-office broker-dealer and RIA operations. This partnership immediately provides wealth advisors using Sycamore with […]
Chapter 3: Critical Differentiators to Look for in Next Generation Compliance Solutions
Obviously, not all new generation solutions offer the same breadth or sophistication of features. To deliver the full value for money that next generation technology can provide, look for a number of specific attributes that clearly differentiate the superior solutions. A more holistic approach. The most advanced next generation systems have created seamless solutions that […]
Chapter 2: What capabilities should you expect from a next generation compliance solution?
Since the advent of first generation of automated surveillance solutions, the foundational data architecture of enterprise wealth management organizations has evolved from a set of rigidly siloed isolated activities to shared data capabilities utilizing tools like data hubs and deep integrations. The first generation of surveillance solutions essentially ran in parallel to other functional systems […]
Chapter I : What Business and Regulatory Trends Does A Next Generation Compliance Solution Need To Consider?
Game changing trends in both enterprise wealth management’s business model and regulatory regimen have been underway for the last few years. Legacy compliance solutions, both automated and manual, had already fallen behind in their ability to satisfy the supervision and surveillance demands of B-Ds and RIAs prior to the current acceleration of digital transformation throughout […]
Five Reasons Why Broker-Dealers and RIAs Must Tackle the Data Silo Challenge Now
Data silos continue to be an omnipresent challenge, resulting from years’ worth of broker-dealers, RIAs and other firms acquiring more department-focused software to run their operations. The more software used by different teams throughout the firm, the more disparate data emerged, making it difficult to find, aggregate and access the right, normalized data when and […]
Arcus Partners and Sycamore Company Help Meet FINRA Document Storage Requirements
Arcus Partners and Sycamore Company Help Broker-Dealers and RIAsMeet FINRA Document Storage Requirements While Creating Path to Smart Contracts • Sycamore and Arcus Partners’ Finity360 leverage the power of Salesforce and AWS to modernize firms’ back-office and document management processes• Finity360 integration with the Sycamore platform provides industry-compliant document storage, improved client experiences, and path […]
Quik! Integrates with Sycamore
Quik! Integrates with Sycamore Partnership Brings Quik! Forms Automation Solution to Sycamore Company’s Back-Office Software TORRANCE, Calif. (November 7, 2019) – Quik! today announced a partnership with Sycamore Company delivers access to Quik!’s automated forms solution right from the Sycamore ecosystem. The integration reduces the inefficiencies and errors of manual forms and increases productivity. Sycamore users […]
The Solution to Cost-Effective Compliance — No Matter What the DOL Decides
The Department of Labor (DOL) and the current administration are in a high stakes game of tug-of-war over the specifics of the fiduciary rule, leaving broker-dealers and RIAs in a prolonged state of limbo. The first phase of the rule went into effect June 9, 2017, but timing around when the second and final phase […]
Laser App Event Round-Up Part II: Why We Don’t Use Flip Phones Anymore
Last week, we recapped our client’s presentation at the 2017 Laser App Financial Services Conference, where Prospera Financial Services discussed the benefits of partnering with Sycamore Company. In this week’s blog, we recap our own experience where our Business Development Consultant, Mary Blackburn, had the opportunity to more fully explain the benefits of Sycamore’s platform. […]
